Lesson 10 of 15

Refrigeration & Heat Pumps

Cycles that pump heat uphill: the vapour-compression cycle on the pressure–enthalpy chart, what sets its coefficient of performance, how refrigerants are chosen — and why heat pumps can heat a house with a third of the energy of a boiler.

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The question

An electric heater turns one kilowatt of electricity into one kilowatt of heat — perfectly efficient by the first law. Yet a heat pump on the same socket delivers three or four kilowatts of heat into your home. Nothing is being created. How can a heat pump deliver three units of heat for one of electricity?

Running a cycle backwards

Lesson 5 showed that a Carnot engine run backwards becomes a refrigerator or heat pump: put in work, and heat moves from cold to hot. The first law is satisfied — heat delivered equals heat absorbed plus work — and the second law sets the price. The best possible coefficients of performance between a cold space at TCT_C and a warm one at THT_H are

βmax=TCTH−TC,γmax=THTH−TC.\beta_\text{max} = \frac{T_C}{T_H - T_C}, \qquad \gamma_\text{max} = \frac{T_H}{T_H - T_C}.

A heat pump moving heat from 0 °C outdoors to 35 °C indoors could, in principle, deliver almost 9 units of heat per unit of work. The heat isn't made; it's moved — scavenged from the cold outdoor air and lifted to a useful temperature. The electricity pays only for the lift.

The vapour-compression cycle

Real refrigerators don't use gas pistons. They exploit boiling and condensation, which absorb and release large amounts of heat at constant temperature — exactly what a Carnot cycle wants. The Vapour-compression cycleThe cycle of almost every refrigerator and heat pump: compressor, condenser, expansion valve, evaporator. has four components:

  1. Evaporator (4 → 1): cold liquid–vapour refrigerant at low pressure boils, absorbing heat QL\cheat{Q}_L from the refrigerated space.
  2. Compressor (1 → 2): the vapour is compressed to a high pressure — and becomes hot. This is where the work goes in.
  3. Condenser (2 → 3): the hot vapour gives up heat QH\cheat{Q}_H to the surroundings and condenses to liquid.
  4. Expansion valve (3 → 4): the liquid throttles back to the low pressure, flashing partly to vapour and cooling dramatically — Lesson 4's throttle, at constant enthalpy.

Refrigeration engineers draw it on a pressure–enthalpy chart, where all four processes are simple lines and every energy is a horizontal distance:

LabThe refrigerator, opened up
0100200300125102040specific enthalpy h (kJ/kg)pressure (bar, log)q_L = 143 kJ/kg (cooling)w = 40q_H = 183 kJ/kg (heating)1234discharge 48 °C
-10.0 °C
36.0 °C
80%
0.0 K
0.0 K
COP (cooling)3.60Carnot 5.72 · 63% of it
Pressures2.00 → 9.1 barratio 4.6
Flash at the valve31% vapour
Challenges0/3
  • Make a fridge (evaporator at −5 °C or colder) with a cooling COP above 4.
  • Make a heat pump deliver four units of heat per unit of work, with a condenser at 45 °C or hotter.
  • Find out whether subcooling helps: add 8 K of it and compare.
A vapour-compression cycle with refrigerant R-134a on the pressure–enthalpy chart (pressure on a log scale). Horizontal lines are the evaporator (bottom) and condenser (top); the steep line is the compressor; the vertical drop is the expansion valve. Lengths along the enthalpy axis are energies: heat absorbed (blue), work (gold), heat rejected (red).

β=qLw=h1−h4h2−h1,γ=qHw=h2−h3h2−h1=β+1.\beta = \frac{\cheat{q}_L}{\cwork{w}} = \frac{h_1 - h_4}{h_2 - h_1}, \qquad \gamma = \frac{\cheat{q}_H}{\cwork{w}} = \frac{h_2 - h_3}{h_2 - h_1} = \beta + 1.

Two things keep a real cycle below Carnot. The throttle is irreversible — a turbine expanding the liquid could recover some work, but it would be too small to be worth it. And the compressor generates entropy and delivers superheated vapour hotter than the condensing temperature. Domestic fridges reach about half the Carnot COP; large chillers rather more.

Check your intuition
Why is the expansion valve not replaced by a small turbine, which would recover some work?

Choosing a refrigerant

The working fluid should boil at a convenient pressure at the evaporator temperature (not far below atmospheric, so air doesn't leak in), condense at a manageable pressure at the condenser temperature, carry a lot of latent heat per kilogram, and be non-toxic, non-flammable and stable. Early refrigerators used ammonia, sulphur dioxide and methyl chloride — effective but dangerous. The CFCs that replaced them in the 1930s were safe in the kitchen and catastrophic for the ozone layer; their HFC successors, like the R-134a used here, are ozone-safe but potent greenhouse gases. The industry is now moving to low-global-warming fluids: hydrocarbons such as propane and isobutane, CO₂, ammonia again for large plants, and new HFOs.

Heat pumps

A heat pump is the same machine with the opposite purpose. Its evaporator sits outdoors, absorbing heat from the air, the ground or a river; its condenser heats a house's radiators or hot water. Moran and Shapiro's point from Lesson 7 comes back with force: burning gas at 1900 K to produce heat at 40 °C destroys most of its exergy. A heat pump delivers the same heat from a fraction of the work.

ExploreHeat pump or boiler?
-20-100102002468outdoor temperature (°C)heating COPelectric heaterCost per kWh of heat0.087Gas boiler (92%)0.250Electric resistance0.095Heat pump (COP 2.6)CO₂ per kWh of heat220 gGas boiler (92%)250 gElectric resistance95 gHeat pump (COP 2.6)
0.0 °C
45 °C
0.250 per kWh
0.080 per kWh
250 g CO₂/kWh
Heat-pump COP2.64Carnot 5.9
CheapestGas boiler
Lowest CO₂Heat pump
Challenges0/3
  • Find how cold it must get before the heat pump’s COP drops below 2 (with 45 °C radiators).
  • Find a grid so dirty that a heat pump emits more CO₂ than a gas boiler on a 0 °C day.
  • Switch to underfloor heating (35 °C or less) and see what it does to the COP.
Heating a home with a real air-source heat pump (taken as 45% of the Carnot COP, with 5 K temperature differences in each heat exchanger), a gas boiler or an electric heater. Left: the heat pump’s COP against outdoor temperature. Right: the cost and CO₂ of one kWh of delivered heat. Set your own prices and grid carbon intensity.
Estimate first
A house needs 12 000 kWh of heat a year. With a heat pump of seasonal COP 3.2, how much electricity does it use, in kWh?
101001,00010,000100,0001,000,000
Drag along the line to place your guess — each tick is ten times the last.
Going deeper
Going deeper: gas refrigeration and cascades

Run a Brayton cycle backwards and you get gas refrigeration: compress air, cool it, expand it through a turbine to very low temperature, and use the cold air. Its COP is poor, but the machinery is light and the working fluid is free, so it cools aircraft cabins — with the expansion turbine also driving part of the compression. For very large lifts — down to liquefied-natural-gas temperatures of −160 °C — engineers use cascade cycles, in which one refrigerant's evaporator cools the next one's condenser, each fluid working in the temperature range that suits it. And the Linde–Hampson liquefier of 1895, which first liquefied air, relies on the Joule–Thomson cooling of a real gas through a throttle — a story for Lesson 11.

Recap
What to carry forward
  • Refrigerators and heat pumps run cycles backwards, using work to move heat from cold to hot. Carnot limits: βmax=TC/(TH−TC)\beta_\text{max} = T_C/(T_H - T_C), γmax=TH/(TH−TC)\gamma_\text{max} = T_H/(T_H - T_C).
  • The vapour-compression cycle: evaporator, compressor, condenser, expansion valve. On the p–h chart, energies are horizontal distances.
  • COP falls quickly with the temperature lift; real cycles reach roughly half of Carnot.
  • Refrigerants are a trade-off between thermodynamics, safety and environmental impact.
  • Heat pumps deliver 2–5 units of heat per unit of electricity by moving environmental heat — a far better use of exergy than burning fuel for low-temperature heat.

Next: the tables and charts we have used are full of properties nobody can measure directly — entropy, enthalpy. Why do a handful of measurements determine everything else?

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